Bulletin 34 – CCC appointment of new Executive Manager

The Code Compliance Committee (CCC) is delighted to advise that Dr June Smith has been appointed as the new Executive Manager of the CCC. Dr Smith was selected from a strong field of applicants and will start her new role on 11 July 2011.

With a PhD in Law from Victoria University and a strong background in self-regulatory aspects of the financial services sector, Dr Smith will bring to the role significant experience in relation to industry Codes of Conduct and expertise in risk management and the development of compliance programs. Most recently Dr Smith has been continuing her interest in professional ethics in the Financial Planning sector and involvement with the Financial Planning Association while engaged in private practice as a Principal with Argyle Lawyers.

The CCC has also appointed two (2) new members of the Code compliance  team that have started on 16 June 2011: Justine Percey and Robert McGregor.

Justine has an extensive background in business relationship banking in Australia and will be working as a part time compliance analyst. She will initially be available on Thursdays and Fridays.

 Robert has an extensive background in compliance and retail banking in the UK. He will be a part time compliance analyst and will also work on compliance projects. He will be available on Tuesdays, Thursdays and Fridays.


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